TOKYO — Japan’s Securities and Exchange Surveillance Commission is considering recommending that financial authorities take punitive action against a bank and two securities companies under Mitsubishi UFJ Financial Group for allegedly sharing customer information without consent, Nikkei has learned.
The commission will seek action against MUFG Bank, Mitsubishi UFJ Morgan Stanley Securities and Morgan Stanley MUFG Securities, according to multiple sources.
Source link : https://asia.nikkei.com/Business/Finance/MUFG-bank-brokerages-face-possible-penalty-for-sharing-client-info
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Publish date : 2024-06-06 12:15:00
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